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Investment Advisory

QuantyPhi and Corporate Central, through our partnership with Concourse Financial Group Securities, Inc., offers credit unions an Investment Advisory service to help reach goals of balance sheet optimization. Credit unions that understand the goal of optimization, but struggle finding the time to complete the work necessary, find this to be a useful option to reach the desired goal. Our experts specialize in providing balance sheet and investment advice and are registered with the Securities and Exchange Commission (SEC).

How will QuantyPhi and Corporate Central help your credit union?

Using our expertise, we will provide all the required analytical tools, market insights, and reporting tools to provide proper review of current risk position, asset liability forecast assumptions and reporting, balance sheet strategies, and management reporting. We do all the heavy lifting and present documented strategies for management approval. All necessary relationships, commission free trades, tools, and reporting are provided for one low fee.

What is included?

  • Quarterly ALM reporting with management review meeting
  • Investment security transactions performed through ProEquities at no additional markup/markdown
  • Yearly investment benchmark
  • Investment security safekeeping
  • Monthly investment accounting
  • Yearly non-maturity share study
  • Investment advisory with regular contacts (as agreed upon by QuantyPhi and client)
  • Two yearly visits with ALCO/board of directors
  • Monthly portfolio update call
  • Additional management reviews as necessary

What are the benefits of investment advisory?

Credit unions with a desire to maintain an optimized balance sheet often do not have the time to do the work. Management must focus on many other job duties, preventing them from doing the analysis and market monitoring necessary to obtain optimization. Our Investment Advisory service leverages the skills and systems available from QuantyPhi and Corporate Central to discover, plan, and execute strategies for durable results in many interest rate environments. Call us at (414) 433-0176 to get started today.

*Securities offered through Concourse Financial Group Securities, Inc. (CFGS), Member FINRA/SIPCAdvisory services offered through Concourse Financial Group Advisors, a DBA for CFGS, a Registered Investment Advisor. QuantyPhi, LLC. is independent of CFGS.

**Securities offered through Concourse Financial Group Securities, Inc. (CFGS), Member FINRA/SIPC. QuantyPhi, LLC. is independent of CFGS. Check the background of your financial professional on FINRA’s BrokerCheck.

***For a copy of CFGS’s Form CRS please visit: ConcourseFinancial.com.